Caroline Gorham
Neumann Capital Management · Foster City, California
Caroline Gorham is a fee-only financial advisor at Neumann Capital Management in Foster City, California, who holds the CFP credential. Neumann Capital Management reports charging a percentage of assets on its Form ADV.
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Facts
| Firm | Neumann Capital Management |
|---|---|
| Based in | Foster City, California |
| Fee model (firm's Form ADV) | Percentage of assets |
| Assets under management | $630.3M across 609 accounts |
| Credentials | CFP |
| SEC registration | Investment adviser representative in CA, IL, TX · CRD 7355176 |
| Firm size | 4 employees |
| Disclosures | None reported |
| Website | neumanncm.portal.tamaracinc.com |
How Caroline's firm compares
- Neumann Capital Management's average account is about $1.0 million, from its Form ADV (assets managed divided by 609 accounts).
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Questions about Caroline
Is Caroline Gorham a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Caroline holds no broker registration, and Neumann Capital Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Caroline charge for financial advice?
Caroline's firm, Neumann Capital Management, reports charging a percentage of assets on its SEC Form ADV.
Where is Caroline Gorham based?
Caroline Gorham is based in Foster City, California.
What credentials does Caroline Gorham hold?
Caroline Gorham holds the CFP credential.
Is Caroline Gorham registered with the SEC?
Yes. Caroline Gorham is registered as an investment adviser representative in CA, IL and TX (CRD 7355176), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Neumann Capital Management manage?
Neumann Capital Management reports $630.3M across 609 accounts in assets under management.
How do I contact Caroline Gorham?
Through Caroline's website, neumanncm.portal.tamaracinc.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Other fee-only advisors in Foster City
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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