Brian Schaffield
Summa Capital Management · Santa Barbara, California
Brian Schaffield is a fee-only financial advisor at Summa Capital Management in Santa Barbara, California. Summa Capital Management reports charging a percentage of assets on its Form ADV.
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Facts
| Firm | Summa Capital Management |
|---|---|
| Based in | Santa Barbara, California |
| Fee model (firm's Form ADV) | Percentage of assets |
| Assets under management | $79.7M across 121 accounts |
| SEC registration | Investment adviser representative in CA · CRD 1905309 |
| Exams passed | Series 65 (2006) |
| Firm size | 1 employee |
| Disclosures | None reported |
| Website | summacapitalmgmt.com |
How Brian's firm compares
- Summa Capital Management's average account is about $659,000, from its Form ADV (assets managed divided by 121 accounts).
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Questions about Brian
Is Brian Schaffield a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Brian holds no broker registration, and Summa Capital Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Brian charge for financial advice?
Brian's firm, Summa Capital Management, reports charging a percentage of assets on its SEC Form ADV.
Where is Brian Schaffield based?
Brian Schaffield is based in Santa Barbara, California.
Is Brian Schaffield registered with the SEC?
Yes. Brian Schaffield is registered as an investment adviser representative in CA (CRD 1905309), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Summa Capital Management manage?
Summa Capital Management reports $79.7M across 121 accounts in assets under management.
How do I contact Brian Schaffield?
Through Brian's website, summacapitalmgmt.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Other fee-only advisors in Santa Barbara
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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