Brett Carleton
Heritage Wealth Management · Houston, Texas
Brett Carleton is a fee-only financial advisor at Heritage Wealth Management in Houston, Texas, who holds the CFP and ChFC credentials. Brett focuses on retirement planning, tax planning and family wealth transfer. Heritage Wealth Management reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Specialties
Who they serve
- Retirees
- Pre-retirees
- Multi-generational families
Facts
| Firm | Heritage Wealth Management |
|---|---|
| Based in | Houston, Texas |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Fees (firm's website) | Typically works with clients with $1,000,000 or more |
| Assets under management | $357.8M across 803 accounts |
| Credentials | CFP · ChFC |
| SEC registration | Investment adviser representative in TX · CRD 2058241 |
| Exams passed | Series 63 (1990) · Series 65 (1999) |
| Firm size | 6 employees |
| Disclosures | None reported |
| Website | www.heritageplanners.com |
| Profile |
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Questions about Brett
Is Brett Carleton a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Brett holds no broker registration, and Heritage Wealth Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Brett charge for financial advice?
Brett's firm, Heritage Wealth Management, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
How much does Brett charge?
According to Heritage Wealth Management's website, checked October 30, 2026: typically works with clients with $1,000,000 or more.
Where is Brett Carleton based?
Brett Carleton is based in Houston, Texas.
What does Brett specialize in?
Brett's specialties include retirement planning, tax planning and family wealth transfer. Brett works with retirees, pre-retirees and multi-generational families.
What credentials does Brett Carleton hold?
Brett Carleton holds the CFP and ChFC credentials.
Is Brett Carleton registered with the SEC?
Yes. Brett Carleton is registered as an investment adviser representative in TX (CRD 2058241), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Heritage Wealth Management manage?
Heritage Wealth Management reports $357.8M across 803 accounts in assets under management.
How do I contact Brett Carleton?
Through Brett's website, www.heritageplanners.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Heritage Wealth Management website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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