Brad Smith
CapRock Wealth Management · Little Rock, Arkansas
Brad Smith is a fee-only financial advisor at CapRock Wealth Management in Little Rock, Arkansas, who holds the CFP and MBA credentials. Brad focuses on retirement planning and tax planning. CapRock Wealth Management reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Specialties
Who they serve
- Pre-retirees
- Retirees
Facts
| Firm | CapRock Wealth Management |
|---|---|
| Based in | Little Rock, Arkansas |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Fees (firm's website) | No asset minimum |
| Accepting new clients | Yes |
| Assets under management | $83.3M across 272 accounts |
| Credentials | CFP · MBA |
| SEC registration | Investment adviser representative in AR, TX · CRD 5856592 |
| Exams passed | Series 63 (2011) · Series 66 (2014) |
| Firm size | 3 employees |
| Disclosures | None reported |
| Website | caprockwm.com |
| Profile |
How Brad's firm compares
- CapRock Wealth Management's average account is about $306,000, from its Form ADV (assets managed divided by 272 accounts).
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Questions about Brad
Is Brad Smith a fee-only financial advisor?
Yes. Brad Smith is listed in the NAPFA directory (NAPFA admits only fee-only advisors). SEC records as of October 27, 2026 show no broker registration and no commission compensation reported by Brad's firm.
How does Brad charge for financial advice?
Brad's firm, CapRock Wealth Management, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
How much does Brad charge?
According to CapRock Wealth Management's website, checked October 28, 2026: no asset minimum.
Where is Brad Smith based?
Brad Smith is based in Little Rock, Arkansas.
What does Brad specialize in?
Brad's specialties include retirement planning and tax planning. Brad works with pre-retirees and retirees.
What credentials does Brad Smith hold?
Brad Smith holds the CFP and MBA credentials.
Is Brad Smith registered with the SEC?
Yes. Brad Smith is registered as an investment adviser representative in AR and TX (CRD 5856592), per SEC Investment Adviser Public Disclosure data as of October 27, 2026.
How much does CapRock Wealth Management manage?
CapRock Wealth Management reports $83.3M across 272 accounts in assets under management.
How do I contact Brad Smith?
Through Brad's website, caprockwm.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- NAPFA directory listing : NAPFA admits only fee-only advisors
- CapRock Wealth Management website : specialties, clients served, and fees, checked October 28, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 27, 2026
- Directory listing last checked April 21, 2026.
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