Adam Oates
Peak Planning Group · Raleigh, North Carolina
Adam Oates is a fee-only financial advisor at Peak Planning Group in Raleigh, North Carolina. Adam focuses on retirement planning, divorce financial planning and small business owners. Peak Planning Group reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Specialties
Who they serve
- Retirees
- High earners
- Divorced individuals
- Founders
Facts
| Firm | Peak Planning Group |
|---|---|
| Based in | Raleigh, North Carolina |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Assets under management | $710.0M across 2,363 accounts |
| SEC registration | Investment adviser representative in NC · CRD 7191988 |
| Exams passed | Series 66 (2020) |
| Firm size | 11 employees |
| Disclosures | None reported |
| Website | www.peakplan.com |
| Profile |
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Questions about Adam
Is Adam Oates a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Adam holds no broker registration, and Peak Planning Group reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Adam charge for financial advice?
Adam's firm, Peak Planning Group, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is Adam Oates based?
Adam Oates is based in Raleigh, North Carolina.
What does Adam specialize in?
Adam's specialties include retirement planning, divorce financial planning, small business owners and family wealth transfer. Adam works with retirees, high earners, divorced individuals and founders.
Is Adam Oates registered with the SEC?
Yes. Adam Oates is registered as an investment adviser representative in NC (CRD 7191988), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Peak Planning Group manage?
Peak Planning Group reports $710.0M across 2,363 accounts in assets under management.
How do I contact Adam Oates?
Through Adam's website, www.peakplan.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Peak Planning Group website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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