Firm
Spectrum Financial Alliance
Nicholasville, Kentucky
Fee-only
Spectrum Financial Alliance at a glance
- One of 65 fee-only firms based in Kentucky in the Wellspent graph.
- 4 advisors are listed here; 2 of 4 hold the CFP.
- Its Form ADV reports 14 employees and 674 individual clients, 287 of them high net worth.
- Its average account is about $395,000 (assets it manages divided by its 2,056 accounts).
Fee-only advisors in Kentucky · What fee-only advisors charge in Kentucky
Facts
| Based in | Nicholasville, Kentucky |
|---|---|
| Website | linkedin.company/spectrumfinancial-alliance-ltd-llc |
| Phone | (859) 223-6333 |
Spectrum Financial Alliance fees
Spectrum Financial Alliance doesn't publish its prices on its website, or we couldn't confirm them word for word. Ask for its Form ADV Part 2A, which must describe its fees.
For comparison, fee-only firms that publish prices charge a median of $4,500 a year for ongoing planning, $2,000 for a one-time plan, $300 an hour, or 1% of assets. See the fee report.
What its SEC filing says
| Paid by | Percentage of assets · Fixed fees |
|---|---|
| Assets managed | $813 million |
| Individual clients | 387 |
| High-net-worth clients | 287 |
| Accounts managed | 2,056 |
| Employees | 14 |
| Planning clients | 51-100 |
| Registered with | The SEC (801-79371) |
| Financial planning | Offered |
| Form ADV filed | August 10, 2026 |
| SEC record | CRD 125147 |