Charles Buckley
Spectrum Financial Alliance · Nicholasville, Kentucky
Charles Buckley is a fee-only financial advisor at Spectrum Financial Alliance in Nicholasville, Kentucky, who holds the CFP credential. Spectrum Financial Alliance reports charging a percentage of assets and fixed fees on its Form ADV.
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Facts
| Firm | Spectrum Financial Alliance |
|---|---|
| Based in | Nicholasville, Kentucky |
| Fee model (firm's Form ADV) | Percentage of assets · Fixed fees |
| Assets under management | $813.0M across 2,056 accounts |
| Credentials | CFP |
| SEC registration | Investment adviser representative in KY, TX · CRD 1752633 |
| Exams passed | Series 63 (1987) · Series 65 (1995) |
| Firm size | 14 employees |
| Disclosures | None reported |
| Website | www.linkedin.company/spectrumfinancial-alliance-ltd-llc |
| Profile |
How Charles's firm compares
- Spectrum Financial Alliance's average account is about $395,000, from its Form ADV (assets managed divided by 2,056 accounts).
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Questions about Charles
Is Charles Buckley a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Charles holds no broker registration, and Spectrum Financial Alliance reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Charles charge for financial advice?
Charles's firm, Spectrum Financial Alliance, reports charging a percentage of assets and fixed fees on its SEC Form ADV.
Where is Charles Buckley based?
Charles Buckley is based in Nicholasville, Kentucky.
What credentials does Charles Buckley hold?
Charles Buckley holds the CFP credential.
Is Charles Buckley registered with the SEC?
Yes. Charles Buckley is registered as an investment adviser representative in KY and TX (CRD 1752633), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Spectrum Financial Alliance manage?
Spectrum Financial Alliance reports $813.0M across 2,056 accounts in assets under management.
How do I contact Charles Buckley?
Through Charles's website, www.linkedin.company/spectrumfinancial-alliance-ltd-llc.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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