Thomas Vaughan
Retirement Capital Strategies · San Jose, California
Thomas Vaughan is a fee-only financial advisor at Retirement Capital Strategies in San Jose, California. Retirement Capital Strategies reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Facts
| Firm | Retirement Capital Strategies |
|---|---|
| Based in | San Jose, California |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Assets under management | $305.2M across 627 accounts |
| SEC registration | Investment adviser representative in CA · CRD 1721660 |
| Exams passed | Series 63 (1990) |
| Firm size | 6 employees |
| Disclosures | Reported; see the SEC record |
| Website | login.bdreporting.com/auth/rcs/signin |
How Thomas's firm compares
- Retirement Capital Strategies's average account is about $487,000, from its Form ADV (assets managed divided by 627 accounts).
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Questions about Thomas
Is Thomas Vaughan a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Thomas holds no broker registration, and Retirement Capital Strategies reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Thomas charge for financial advice?
Thomas's firm, Retirement Capital Strategies, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is Thomas Vaughan based?
Thomas Vaughan is based in San Jose, California.
Is Thomas Vaughan registered with the SEC?
Yes. Thomas Vaughan is registered as an investment adviser representative in CA (CRD 1721660), per SEC Investment Adviser Public Disclosure data as of October 29, 2026. The record lists disclosures; see the SEC record for details.
How much does Retirement Capital Strategies manage?
Retirement Capital Strategies reports $305.2M across 627 accounts in assets under management.
How do I contact Thomas Vaughan?
Through Thomas's website, login.bdreporting.com/auth/rcs/signin.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Other fee-only advisors in San Jose
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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