Thomas Rauba
Eagle Rock Financial Advisers · Lancaster, Pennsylvania
Thomas Rauba is a fee-only financial advisor at Eagle Rock Financial Advisers in Lancaster, Pennsylvania, who holds the CFP credential. Eagle Rock Financial Advisers reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Facts
| Firm | Eagle Rock Financial Advisers |
|---|---|
| Based in | Lancaster, Pennsylvania |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Assets under management | $48.9M across 188 accounts |
| Credentials | CFP |
| SEC registration | Investment adviser representative in PA, TX · CRD 1834632 |
| Exams passed | Series 63 (1988) |
| Firm size | 2 employees |
| Disclosures | None reported |
| Website | www.eaglerockfinadv.com |
How Thomas's firm compares
- Eagle Rock Financial Advisers's average account is about $260,000, from its Form ADV (assets managed divided by 188 accounts).
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Questions about Thomas
Is Thomas Rauba a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Thomas holds no broker registration, and Eagle Rock Financial Advisers reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Thomas charge for financial advice?
Thomas's firm, Eagle Rock Financial Advisers, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is Thomas Rauba based?
Thomas Rauba is based in Lancaster, Pennsylvania.
What credentials does Thomas Rauba hold?
Thomas Rauba holds the CFP credential.
Is Thomas Rauba registered with the SEC?
Yes. Thomas Rauba is registered as an investment adviser representative in PA and TX (CRD 1834632), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Eagle Rock Financial Advisers manage?
Eagle Rock Financial Advisers reports $48.9M across 188 accounts in assets under management.
How do I contact Thomas Rauba?
Through Thomas's website, www.eaglerockfinadv.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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