Thomas Hoffman
Netherby Advisors · Shelton, Connecticut
Thomas Hoffman is a fee-only financial advisor at Netherby Advisors in Shelton, Connecticut, who holds the CFA credential. Thomas focuses on sustainable & impact investing. Netherby Advisors reports charging a percentage of assets and fixed fees on its Form ADV.
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Specialties
Facts
| Firm | Netherby Advisors |
|---|---|
| Based in | Shelton, Connecticut |
| Fee model (firm's Form ADV) | Percentage of assets · Fixed fees |
| Assets under management | $18.7M across 45 accounts |
| Credentials | CFA |
| SEC registration | Investment adviser representative in CT · CRD 1490707 |
| Exams passed | Series 63 (2000) |
| Firm size | 2 employees |
| Disclosures | Reported; see the SEC record |
| Website | www.netherby.com |
How Thomas's firm compares
- Netherby Advisors's average account is about $416,000, from its Form ADV (assets managed divided by 45 accounts).
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Questions about Thomas
Is Thomas Hoffman a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Thomas holds no broker registration, and Netherby Advisors reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Thomas charge for financial advice?
Thomas's firm, Netherby Advisors, reports charging a percentage of assets and fixed fees on its SEC Form ADV.
Where is Thomas Hoffman based?
Thomas Hoffman is based in Shelton, Connecticut.
What does Thomas specialize in?
Thomas's specialties include sustainable & impact investing.
What credentials does Thomas Hoffman hold?
Thomas Hoffman holds the CFA credential.
Is Thomas Hoffman registered with the SEC?
Yes. Thomas Hoffman is registered as an investment adviser representative in CT (CRD 1490707), per SEC Investment Adviser Public Disclosure data as of October 29, 2026. The record lists disclosures; see the SEC record for details.
How much does Netherby Advisors manage?
Netherby Advisors reports $18.7M across 45 accounts in assets under management.
How do I contact Thomas Hoffman?
Through Thomas's website, www.netherby.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Netherby Advisors website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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