Thomas Braun
Theory Financial · Fort Collins, Colorado
Thomas Braun is a fee-only financial advisor at Theory Financial in Fort Collins, Colorado, who holds the CFP and ChFC credentials. Thomas focuses on retirement planning and estate & legacy planning. Theory Financial reports charging a percentage of assets on its Form ADV.
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Specialties
Facts
| Firm | Theory Financial |
|---|---|
| Based in | Fort Collins, Colorado |
| Fee model (firm's Form ADV) | Percentage of assets |
| Assets under management | $319.2M across 676 accounts |
| Credentials | CFP · ChFC |
| SEC registration | Investment adviser representative in CO · CRD 3262722 |
| Exams passed | Series 63 (2004) · Series 65 (2006) |
| Firm size | 3 employees |
| Disclosures | None reported |
| Website | www.theoryfinance.com |
| Profile |
How Thomas's firm compares
- Theory Financial's average account is about $472,000, from its Form ADV (assets managed divided by 676 accounts).
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Questions about Thomas
Is Thomas Braun a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Thomas holds no broker registration, and Theory Financial reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Thomas charge for financial advice?
Thomas's firm, Theory Financial, reports charging a percentage of assets on its SEC Form ADV.
Where is Thomas Braun based?
Thomas Braun is based in Fort Collins, Colorado.
What does Thomas specialize in?
Thomas's specialties include retirement planning and estate & legacy planning.
What credentials does Thomas Braun hold?
Thomas Braun holds the CFP and ChFC credentials.
Is Thomas Braun registered with the SEC?
Yes. Thomas Braun is registered as an investment adviser representative in CO (CRD 3262722), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Theory Financial manage?
Theory Financial reports $319.2M across 676 accounts in assets under management.
How do I contact Thomas Braun?
Through Thomas's website, www.theoryfinance.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Theory Financial website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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