Stephen Miller
Forward Wealth Management · Charlotte, North Carolina
Stephen Miller is a fee-only financial advisor at Forward Wealth Management in Charlotte, North Carolina, who holds the CFP and CFA credentials. Stephen charges a percentage of assets (0.95% a year on the first tier of assets managed) and focuses on retirement planning.
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Specialties
Who they serve
- Pre-retirees
- Founders
Facts
| Firm | Forward Wealth Management |
|---|---|
| Based in | Charlotte, North Carolina |
| Fee model | Percentage of assets |
| Fees (firm's website) | 0.95% a year on the first tier of assets managed |
| Accepting new clients | Yes |
| Assets under management | $94.1M across 142 accounts |
| Credentials | CFP · CFA |
| SEC registration | Investment adviser representative in LA, NC, TX · CRD 4112825 |
| Exams passed | Series 63 (2000) · Series 65 (2002) |
| Firm size | 1 employee |
| Disclosures | None reported |
| Website | www.forwardwm.com |
| Profile |
How Stephen's firm compares
- Forward Wealth Management's average account is about $663,000, from its Form ADV (assets managed divided by 142 accounts).
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Questions about Stephen
Is Stephen Miller a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Stephen holds no broker registration, and Forward Wealth Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Stephen charge for financial advice?
Stephen charges a percentage of assets.
How much does Stephen charge?
According to Forward Wealth Management's website, checked October 30, 2026: 0.95% a year on the first tier of assets managed.
Where is Stephen Miller based?
Stephen Miller is based in Charlotte, North Carolina.
What does Stephen specialize in?
Stephen's specialties include retirement planning. Stephen works with pre-retirees and founders.
What credentials does Stephen Miller hold?
Stephen Miller holds the CFP and CFA credentials.
Is Stephen Miller registered with the SEC?
Yes. Stephen Miller is registered as an investment adviser representative in LA, NC and TX (CRD 4112825), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Forward Wealth Management manage?
Forward Wealth Management reports $94.1M across 142 accounts in assets under management.
How do I contact Stephen Miller?
Through Stephen's website, www.forwardwm.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Forward Wealth Management website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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