Stephen Mallery
Mallery Financial · Eugene, Oregon
Stephen Mallery is a fee-only financial advisor at Mallery Financial in Eugene, Oregon. Stephen focuses on sustainable & impact investing. Mallery Financial reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
Request an introduction to Stephen →
Specialties
Facts
| Firm | Mallery Financial |
|---|---|
| Based in | Eugene, Oregon |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Assets under management | $38.3M across 282 accounts |
| SEC registration | Investment adviser representative in OR · CRD 4720177 |
| Exams passed | Series 63 (2004) · Series 65 (2011) |
| Firm size | 2 employees |
| Disclosures | None reported |
| Website | www.malleryfinancial.com |
| Profile |
How Stephen's firm compares
- Mallery Financial's average account is about $136,000, from its Form ADV (assets managed divided by 282 accounts).
Request an introduction to Stephen
Tell Stephen a little about what you're looking for. Stephen isn't on Wellspent yet, so we'll let them know you're looking for help and pass your message on when they join. No cost, no obligation.
Questions about Stephen
Is Stephen Mallery a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Stephen holds no broker registration, and Mallery Financial reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Stephen charge for financial advice?
Stephen's firm, Mallery Financial, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is Stephen Mallery based?
Stephen Mallery is based in Eugene, Oregon.
What does Stephen specialize in?
Stephen's specialties include sustainable & impact investing.
Is Stephen Mallery registered with the SEC?
Yes. Stephen Mallery is registered as an investment adviser representative in OR (CRD 4720177), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Mallery Financial manage?
Mallery Financial reports $38.3M across 282 accounts in assets under management.
How do I contact Stephen Mallery?
Through Stephen's website, www.malleryfinancial.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Mallery Financial website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
See something wrong? Request a correction. Read our methodology.