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Advisor

Scott Arwin

Ring Mountain Capital · Tiburon, California

Scott Arwin is a fee-only financial advisor at Ring Mountain Capital in Tiburon, California, who holds the CFA credential. Scott charges a percentage of assets (1% a year on the first tier of assets managed and no asset minimum).

Percentage of assets Fee-only CFA

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Facts

FirmRing Mountain Capital
Based in Tiburon, California
Fee modelPercentage of assets
Fees (firm's website)1% a year on the first tier of assets managed · No asset minimum
Assets under management$222.1M across 1,059 accounts
CredentialsCFA
SEC registration Investment adviser representative in CA, TX · CRD 2370692
Exams passedSeries 63 (1993) · Series 65 (1994)
Firm size1 employee
Disclosures None reported
Websiteringmountaincapital.com
LinkedInProfile

How Scott's firm compares

  • Ring Mountain Capital's average account is about $210,000, from its Form ADV (assets managed divided by 1,059 accounts).

What fee-only advisors charge in California

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Questions about Scott

Is Scott Arwin a fee-only financial advisor?

Yes, according to SEC records as of October 29, 2026: Scott holds no broker registration, and Ring Mountain Capital reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.

How does Scott charge for financial advice?

Scott charges a percentage of assets.

How much does Scott charge?

According to Ring Mountain Capital's website, checked October 30, 2026: 1% a year on the first tier of assets managed; no asset minimum.

Where is Scott Arwin based?

Scott Arwin is based in Tiburon, California.

What credentials does Scott Arwin hold?

Scott Arwin holds the CFA credential.

Is Scott Arwin registered with the SEC?

Yes. Scott Arwin is registered as an investment adviser representative in CA and TX (CRD 2370692), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.

How much does Ring Mountain Capital manage?

Ring Mountain Capital reports $222.1M across 1,059 accounts in assets under management.

How do I contact Scott Arwin?

Through Scott's website, ringmountaincapital.com.

What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms

Other fee-only advisors in Tiburon

Where this information comes from

  • SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
  • Ring Mountain Capital website : specialties, clients served, and fees, checked October 30, 2026
  • SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
  • Directory listing last checked October 30, 2026.

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