Sandra Swanson
Potentia Wealth · San Jose, California
Sandra Swanson is a fee-only financial advisor at Potentia Wealth in San Jose, California. Sandra focuses on family wealth transfer. Potentia Wealth reports charging a percentage of assets and fixed fees on its Form ADV.
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Specialties
Who they serve
- Multi-generational families
Facts
| Firm | Potentia Wealth |
|---|---|
| Based in | San Jose, California |
| Fee model (firm's Form ADV) | Percentage of assets · Fixed fees |
| Assets under management | $569.1M across 1,253 accounts |
| SEC registration | Investment adviser representative in CA · CRD 6396379 |
| Exams passed | Series 66 (2016) |
| Firm size | 16 employees |
| Disclosures | None reported |
| Website | www.potentiawealth.com |
| Profile |
How Sandra's firm compares
- Potentia Wealth's average account is about $454,000, from its Form ADV (assets managed divided by 1,253 accounts).
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Questions about Sandra
Is Sandra Swanson a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Sandra holds no broker registration, and Potentia Wealth reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Sandra charge for financial advice?
Sandra's firm, Potentia Wealth, reports charging a percentage of assets and fixed fees on its SEC Form ADV.
Where is Sandra Swanson based?
Sandra Swanson is based in San Jose, California.
What does Sandra specialize in?
Sandra's specialties include family wealth transfer. Sandra works with multi-generational families.
Is Sandra Swanson registered with the SEC?
Yes. Sandra Swanson is registered as an investment adviser representative in CA (CRD 6396379), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Potentia Wealth manage?
Potentia Wealth reports $569.1M across 1,253 accounts in assets under management.
How do I contact Sandra Swanson?
Through Sandra's website, www.potentiawealth.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Potentia Wealth website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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