Roy McGuffin
Kapstone Financial Advisors · Lebanon, Ohio
Roy McGuffin is a fee-only financial advisor at Kapstone Financial Advisors in Lebanon, Ohio. Roy focuses on small business owners, physicians & residents and estate & legacy planning. Kapstone Financial Advisors reports charging a percentage of assets on its Form ADV.
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Specialties
Who they serve
- Physicians
- Multi-generational families
Facts
| Firm | Kapstone Financial Advisors |
|---|---|
| Based in | Lebanon, Ohio |
| Fee model (firm's Form ADV) | Percentage of assets |
| Accepting new clients | Yes |
| Assets under management | $322.3M across 1,086 accounts |
| SEC registration | Investment adviser representative in OH · CRD 1803305 |
| Exams passed | Series 63 (1988) · Series 65 (2001) |
| Firm size | 5 employees |
| Disclosures | Reported; see the SEC record |
| Website | www.kapstoneadvisors.com |
| Profile |
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Questions about Roy
Is Roy McGuffin a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Roy holds no broker registration, and Kapstone Financial Advisors reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Roy charge for financial advice?
Roy's firm, Kapstone Financial Advisors, reports charging a percentage of assets on its SEC Form ADV.
Where is Roy McGuffin based?
Roy McGuffin is based in Lebanon, Ohio.
What does Roy specialize in?
Roy's specialties include small business owners, physicians & residents and estate & legacy planning. Roy works with physicians and multi-generational families.
Is Roy McGuffin registered with the SEC?
Yes. Roy McGuffin is registered as an investment adviser representative in OH (CRD 1803305), per SEC Investment Adviser Public Disclosure data as of October 29, 2026. The record lists disclosures; see the SEC record for details.
How much does Kapstone Financial Advisors manage?
Kapstone Financial Advisors reports $322.3M across 1,086 accounts in assets under management.
How do I contact Roy McGuffin?
Through Roy's website, www.kapstoneadvisors.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Kapstone Financial Advisors website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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