Roxanne Desouza
Seawise Financial · Cardiff By The Sea, California
Roxanne Desouza is a fee-only financial advisor at Seawise Financial in Cardiff By The Sea, California. Seawise Financial reports charging a percentage of assets and hourly fees on its Form ADV.
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Facts
| Firm | Seawise Financial |
|---|---|
| Based in | Cardiff By The Sea, California |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly |
| Assets under management | $75.3M across 230 accounts |
| SEC registration | Investment adviser representative in CA, TX · CRD 7690573 |
| Exams passed | Series 65 (2023) |
| Firm size | 2 employees |
| Disclosures | None reported |
| Website | seawisefinancial.com |
How Roxanne's firm compares
- Seawise Financial's average account is about $328,000, from its Form ADV (assets managed divided by 230 accounts).
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Questions about Roxanne
Is Roxanne Desouza a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Roxanne holds no broker registration, and Seawise Financial reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Roxanne charge for financial advice?
Roxanne's firm, Seawise Financial, reports charging a percentage of assets and hourly fees on its SEC Form ADV.
Where is Roxanne Desouza based?
Roxanne Desouza is based in Cardiff By The Sea, California.
Is Roxanne Desouza registered with the SEC?
Yes. Roxanne Desouza is registered as an investment adviser representative in CA and TX (CRD 7690573), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Seawise Financial manage?
Seawise Financial reports $75.3M across 230 accounts in assets under management.
How do I contact Roxanne Desouza?
Through Roxanne's website, seawisefinancial.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Other fee-only advisors in California
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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