Robert Brooks
The Financial Group · Diamond Bar, California
Robert Brooks is a fee-only financial advisor at The Financial Group in Diamond Bar, California. The Financial Group reports charging a percentage of assets and hourly fees on its Form ADV.
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Facts
| Firm | The Financial Group |
|---|---|
| Based in | Diamond Bar, California |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly |
| Assets under management | $33.7M across 152 accounts |
| SEC registration | Investment adviser representative in CA, TX · CRD 1459077 |
| Exams passed | Series 63 (1995) · Series 65 (1998) |
| Firm size | 2 employees |
| Disclosures | None reported |
| Website | www.thefinancialgrouponline.com |
How Robert's firm compares
- The Financial Group's average account is about $221,000, from its Form ADV (assets managed divided by 152 accounts).
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Questions about Robert
Is Robert Brooks a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Robert holds no broker registration, and The Financial Group reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Robert charge for financial advice?
Robert's firm, The Financial Group, reports charging a percentage of assets and hourly fees on its SEC Form ADV.
Where is Robert Brooks based?
Robert Brooks is based in Diamond Bar, California.
Is Robert Brooks registered with the SEC?
Yes. Robert Brooks is registered as an investment adviser representative in CA and TX (CRD 1459077), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does The Financial Group manage?
The Financial Group reports $33.7M across 152 accounts in assets under management.
How do I contact Robert Brooks?
Through Robert's website, www.thefinancialgrouponline.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Other fee-only advisors in Diamond Bar
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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