Richard Habermann
Carlson Investments · Concord, New Hampshire
Richard Habermann is a fee-only financial advisor at Carlson Investments in Concord, New Hampshire. Carlson Investments reports charging a percentage of assets on its Form ADV.
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Facts
| Firm | Carlson Investments |
|---|---|
| Based in | Concord, New Hampshire |
| Fee model (firm's Form ADV) | Percentage of assets |
| Assets under management | $735.5M across 893 accounts |
| SEC registration | Investment adviser representative in MA, MO, NH, NY · CRD 2216146 |
| Exams passed | Series 63 (1992) · Series 65 (2015) |
| Firm size | 14 employees |
| Disclosures | None reported |
| Website | www.carlsoninvest.com |
How Richard's firm compares
- Carlson Investments's average account is about $824,000, from its Form ADV (assets managed divided by 893 accounts).
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Questions about Richard
Is Richard Habermann a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Richard holds no broker registration, and Carlson Investments reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Richard charge for financial advice?
Richard's firm, Carlson Investments, reports charging a percentage of assets on its SEC Form ADV.
Where is Richard Habermann based?
Richard Habermann is based in Concord, New Hampshire.
Is Richard Habermann registered with the SEC?
Yes. Richard Habermann is registered as an investment adviser representative in MA, MO, NH and NY (CRD 2216146), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Carlson Investments manage?
Carlson Investments reports $735.5M across 893 accounts in assets under management.
How do I contact Richard Habermann?
Through Richard's website, www.carlsoninvest.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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