Pegler Swift
Compass Investments · Pittsburgh, Pennsylvania
Pegler Swift is a fee-only financial advisor at Compass Investments in Pittsburgh, Pennsylvania, who holds the ChFC credential. Compass Investments reports charging a percentage of assets and hourly fees on its Form ADV.
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Facts
| Firm | Compass Investments |
|---|---|
| Based in | Pittsburgh, Pennsylvania |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly |
| Assets under management | $93.2M across 418 accounts |
| Credentials | ChFC |
| SEC registration | Investment adviser representative in OR · CRD 5220428 |
| Exams passed | Series 66 (2007) |
| Firm size | 5 employees |
| Disclosures | None reported |
| Website | www.compassinvestmentsllc.com |
How Pegler's firm compares
- Compass Investments's average account is about $223,000, from its Form ADV (assets managed divided by 418 accounts).
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Questions about Pegler
Is Pegler Swift a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Pegler holds no broker registration, and Compass Investments reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Pegler charge for financial advice?
Pegler's firm, Compass Investments, reports charging a percentage of assets and hourly fees on its SEC Form ADV.
Where is Pegler Swift based?
Pegler Swift is based in Pittsburgh, Pennsylvania.
What credentials does Pegler Swift hold?
Pegler Swift holds the ChFC credential.
Is Pegler Swift registered with the SEC?
Yes. Pegler Swift is registered as an investment adviser representative in OR (CRD 5220428), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Compass Investments manage?
Compass Investments reports $93.2M across 418 accounts in assets under management.
How do I contact Pegler Swift?
Through Pegler's website, www.compassinvestmentsllc.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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