Mark Simmons
Simmons Asset Management · Baton Rouge, Louisiana
Mark Simmons is a fee-only financial advisor at Simmons Asset Management in Baton Rouge, Louisiana. Simmons Asset Management reports charging a percentage of assets on its Form ADV.
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Facts
| Firm | Simmons Asset Management |
|---|---|
| Based in | Baton Rouge, Louisiana |
| Fee model (firm's Form ADV) | Percentage of assets |
| Assets under management | $26M across 59 accounts |
| SEC registration | Investment adviser representative in LA · CRD 4510585 |
| Exams passed | Series 66 (2006) |
| Firm size | 1 employee |
| Disclosures | None reported |
| Website | www.simmonsstrategy.com |
| Profile |
How Mark's firm compares
- Simmons Asset Management's average account is about $441,000, from its Form ADV (assets managed divided by 59 accounts).
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Questions about Mark
Is Mark Simmons a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Mark holds no broker registration, and Simmons Asset Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Mark charge for financial advice?
Mark's firm, Simmons Asset Management, reports charging a percentage of assets on its SEC Form ADV.
Where is Mark Simmons based?
Mark Simmons is based in Baton Rouge, Louisiana.
Is Mark Simmons registered with the SEC?
Yes. Mark Simmons is registered as an investment adviser representative in LA (CRD 4510585), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Simmons Asset Management manage?
Simmons Asset Management reports $26M across 59 accounts in assets under management.
How do I contact Mark Simmons?
Through Mark's website, www.simmonsstrategy.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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