Mark Sherman
S3 · Minneapolis, Minnesota
Mark Sherman is a fee-only financial advisor at S3 in Minneapolis, Minnesota. Mark charges a percentage of assets.
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Facts
| Firm | S3 |
|---|---|
| Based in | Minneapolis, Minnesota |
| Fee model | Percentage of assets |
| Accepting new clients | Yes |
| Assets under management | $88.8M across 198 accounts |
| SEC registration | Investment adviser representative in MN · CRD 2553823 |
| Exams passed | Series 63 (1995) · Series 65 (1996) |
| Firm size | 3 employees |
| Disclosures | None reported |
| Website | www.s3financial.com |
How Mark's firm compares
- S3's average account is about $448,000, from its Form ADV (assets managed divided by 198 accounts).
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Questions about Mark
Is Mark Sherman a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Mark holds no broker registration, and S3 reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Mark charge for financial advice?
Mark charges a percentage of assets.
Where is Mark Sherman based?
Mark Sherman is based in Minneapolis, Minnesota.
Is Mark Sherman registered with the SEC?
Yes. Mark Sherman is registered as an investment adviser representative in MN (CRD 2553823), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does S3 manage?
S3 reports $88.8M across 198 accounts in assets under management.
How do I contact Mark Sherman?
Through Mark's website, www.s3financial.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Other fee-only advisors in Minneapolis
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- S3 website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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