Thomas Sherman
S3 · Minneapolis, Minnesota
Thomas Sherman is a fee-only financial advisor at S3 in Minneapolis, Minnesota. Thomas charges a percentage of assets.
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Facts
| Firm | S3 |
|---|---|
| Based in | Minneapolis, Minnesota |
| Fee model | Percentage of assets |
| Accepting new clients | Yes |
| Assets under management | $88.8M across 198 accounts |
| SEC registration | Investment adviser representative in MN · CRD 2666612 |
| Exams passed | Series 65 (1995) |
| Firm size | 3 employees |
| Disclosures | None reported |
| Website | www.s3financial.com |
How Thomas's firm compares
- S3's average account is about $448,000, from its Form ADV (assets managed divided by 198 accounts).
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Questions about Thomas
Is Thomas Sherman a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Thomas holds no broker registration, and S3 reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Thomas charge for financial advice?
Thomas charges a percentage of assets.
Where is Thomas Sherman based?
Thomas Sherman is based in Minneapolis, Minnesota.
Is Thomas Sherman registered with the SEC?
Yes. Thomas Sherman is registered as an investment adviser representative in MN (CRD 2666612), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does S3 manage?
S3 reports $88.8M across 198 accounts in assets under management.
How do I contact Thomas Sherman?
Through Thomas's website, www.s3financial.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Other fee-only advisors in Minneapolis
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- S3 website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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