Mark Halby
DLK Investment Management · Solana Beach, California
Mark Halby is a fee-only financial advisor at DLK Investment Management in Solana Beach, California, who holds the CFP credential. DLK Investment Management reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Who they serve
- Retirees
Facts
| Firm | DLK Investment Management |
|---|---|
| Based in | Solana Beach, California |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Assets under management | $524.0M across 1,208 accounts |
| Credentials | CFP |
| SEC registration | Investment adviser representative in CA · CRD 5536243 |
| Exams passed | Series 66 (2008) |
| Firm size | 5 employees |
| Disclosures | None reported |
| Website | dlkinvest.com |
How Mark's firm compares
- DLK Investment Management's average account is about $434,000, from its Form ADV (assets managed divided by 1,208 accounts).
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Questions about Mark
Is Mark Halby a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Mark holds no broker registration, and DLK Investment Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Mark charge for financial advice?
Mark's firm, DLK Investment Management, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is Mark Halby based?
Mark Halby is based in Solana Beach, California.
What credentials does Mark Halby hold?
Mark Halby holds the CFP credential.
Is Mark Halby registered with the SEC?
Yes. Mark Halby is registered as an investment adviser representative in CA (CRD 5536243), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does DLK Investment Management manage?
DLK Investment Management reports $524.0M across 1,208 accounts in assets under management.
How do I contact Mark Halby?
Through Mark's website, dlkinvest.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- DLK Investment Management website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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