Mallen Bruggeman
Auctus Advisors · Charlotte, North Carolina
Mallen Bruggeman is a fee-only financial advisor at Auctus Advisors in Charlotte, North Carolina. Mallen focuses on founders (pre-exit), equity compensation and family wealth transfer. Auctus Advisors reports charging a percentage of assets and fixed fees on its Form ADV.
Request an introduction to Mallen →
Specialties
Who they serve
- Founders
- Executives
- Ultra high net worth
- Multi-generational families
Facts
| Firm | Auctus Advisors |
|---|---|
| Based in | Charlotte, North Carolina |
| Fee model (firm's Form ADV) | Percentage of assets · Fixed fees |
| Assets under management | $612.9M across 731 accounts |
| SEC registration | Investment adviser representative in MN, NC, TX · CRD 6456640 |
| Exams passed | Series 63 (2015) · Series 65 (2017) |
| Firm size | 3 employees |
| Disclosures | None reported |
| Website | www.auctusadvisors.com |
| Profile |
Request an introduction to Mallen
Tell Mallen a little about what you're looking for. Mallen isn't on Wellspent yet, so we'll let them know you're looking for help and pass your message on when they join. No cost, no obligation.
Questions about Mallen
Is Mallen Bruggeman a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Mallen holds no broker registration, and Auctus Advisors reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Mallen charge for financial advice?
Mallen's firm, Auctus Advisors, reports charging a percentage of assets and fixed fees on its SEC Form ADV.
Where is Mallen Bruggeman based?
Mallen Bruggeman is based in Charlotte, North Carolina.
What does Mallen specialize in?
Mallen's specialties include founders (pre-exit), equity compensation and family wealth transfer. Mallen works with founders, executives, ultra high net worth and multi-generational families.
Is Mallen Bruggeman registered with the SEC?
Yes. Mallen Bruggeman is registered as an investment adviser representative in MN, NC and TX (CRD 6456640), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Auctus Advisors manage?
Auctus Advisors reports $612.9M across 731 accounts in assets under management.
How do I contact Mallen Bruggeman?
Through Mallen's website, www.auctusadvisors.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Auctus Advisors website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
See something wrong? Request a correction. Read our methodology.