Laurie Klein
Kaizen Financial Advisors · Kirkland, Washington
Laurie Klein is a fee-only financial advisor at Kaizen Financial Advisors in Kirkland, Washington, who holds the CFP credential. Laurie focuses on equity compensation, retirement planning and small business owners. Kaizen Financial Advisors reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Specialties
Who they serve
- Executives
- Tech employees
- Pre-retirees
- Early-career professionals
- Founders
Facts
| Firm | Kaizen Financial Advisors |
|---|---|
| Based in | Kirkland, Washington |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Assets under management | $283.7M across 626 accounts |
| Credentials | CFP |
| SEC registration | Investment adviser representative in WA · CRD 4478848 |
| Exams passed | Series 66 (2001) |
| Firm size | 4 employees |
| Disclosures | None reported |
| Website | www.kaizenfa.com |
| Profile |
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Questions about Laurie
Is Laurie Klein a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Laurie holds no broker registration, and Kaizen Financial Advisors reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Laurie charge for financial advice?
Laurie's firm, Kaizen Financial Advisors, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is Laurie Klein based?
Laurie Klein is based in Kirkland, Washington.
What does Laurie specialize in?
Laurie's specialties include equity compensation, retirement planning and small business owners. Laurie works with executives, tech employees, pre-retirees, early-career professionals and founders.
What credentials does Laurie Klein hold?
Laurie Klein holds the CFP credential.
Is Laurie Klein registered with the SEC?
Yes. Laurie Klein is registered as an investment adviser representative in WA (CRD 4478848), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Kaizen Financial Advisors manage?
Kaizen Financial Advisors reports $283.7M across 626 accounts in assets under management.
How do I contact Laurie Klein?
Through Laurie's website, www.kaizenfa.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Kaizen Financial Advisors website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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