Kate Gregory Walker
RAI Wealth Management · Placentia, California
Kate Gregory Walker is a fee-only financial advisor at RAI Wealth Management in Placentia, California, who holds the CFP credential. RAI Wealth Management reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Facts
| Firm | RAI Wealth Management |
|---|---|
| Based in | Placentia, California |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Assets under management | $159.7M across 562 accounts |
| Credentials | CFP |
| SEC registration | Investment adviser representative in CA · CRD 2418671 |
| Exams passed | Series 63 (1993) · Series 66 (2000) |
| Firm size | 5 employees |
| Disclosures | None reported |
| Website | www.richeyadvisors.com |
How Kate's firm compares
- RAI Wealth Management's average account is about $284,000, from its Form ADV (assets managed divided by 562 accounts).
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Questions about Kate
Is Kate Gregory Walker a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Kate holds no broker registration, and RAI Wealth Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Kate charge for financial advice?
Kate's firm, RAI Wealth Management, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is Kate Gregory Walker based?
Kate Gregory Walker is based in Placentia, California.
What credentials does Kate Gregory Walker hold?
Kate Gregory Walker holds the CFP credential.
Is Kate Gregory Walker registered with the SEC?
Yes. Kate Gregory Walker is registered as an investment adviser representative in CA (CRD 2418671), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does RAI Wealth Management manage?
RAI Wealth Management reports $159.7M across 562 accounts in assets under management.
How do I contact Kate Gregory Walker?
Through Kate's website, www.richeyadvisors.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Other fee-only advisors in California
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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