Kate Graham
Carlson Investments · Concord, New Hampshire
Kate Graham is a fee-only financial advisor at Carlson Investments in Concord, New Hampshire. Carlson Investments reports charging a percentage of assets on its Form ADV.
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Facts
| Firm | Carlson Investments |
|---|---|
| Based in | Concord, New Hampshire |
| Fee model (firm's Form ADV) | Percentage of assets |
| Assets under management | $735.5M across 893 accounts |
| SEC registration | Investment adviser representative in NH · CRD 4304809 |
| Exams passed | Series 63 (2001) · Series 66 (2007) |
| Firm size | 14 employees |
| Disclosures | None reported |
| Website | www.carlsoninvest.com |
| Profile |
How Kate's firm compares
- Carlson Investments's average account is about $824,000, from its Form ADV (assets managed divided by 893 accounts).
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Questions about Kate
Is Kate Graham a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Kate holds no broker registration, and Carlson Investments reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Kate charge for financial advice?
Kate's firm, Carlson Investments, reports charging a percentage of assets on its SEC Form ADV.
Where is Kate Graham based?
Kate Graham is based in Concord, New Hampshire.
Is Kate Graham registered with the SEC?
Yes. Kate Graham is registered as an investment adviser representative in NH (CRD 4304809), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Carlson Investments manage?
Carlson Investments reports $735.5M across 893 accounts in assets under management.
How do I contact Kate Graham?
Through Kate's website, www.carlsoninvest.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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