Karl Hicks
The Leonard Financial Group · Riverside, California
Karl Hicks is a fee-only financial advisor at The Leonard Financial Group in Riverside, California, who holds the CFP credential. The Leonard Financial Group reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Facts
| Firm | The Leonard Financial Group |
|---|---|
| Based in | Riverside, California |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Assets under management | $47.8M across 170 accounts |
| Credentials | CFP |
| SEC registration | Investment adviser representative in CA · CRD 4537240 |
| Exams passed | Series 65 (2001) |
| Firm size | 2 employees |
| Disclosures | None reported |
| Website | www.leonardllc.com |
| Profile |
How Karl's firm compares
- The Leonard Financial Group's average account is about $281,000, from its Form ADV (assets managed divided by 170 accounts).
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Questions about Karl
Is Karl Hicks a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Karl holds no broker registration, and The Leonard Financial Group reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Karl charge for financial advice?
Karl's firm, The Leonard Financial Group, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is Karl Hicks based?
Karl Hicks is based in Riverside, California.
What credentials does Karl Hicks hold?
Karl Hicks holds the CFP credential.
Is Karl Hicks registered with the SEC?
Yes. Karl Hicks is registered as an investment adviser representative in CA (CRD 4537240), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does The Leonard Financial Group manage?
The Leonard Financial Group reports $47.8M across 170 accounts in assets under management.
How do I contact Karl Hicks?
Through Karl's website, www.leonardllc.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Other fee-only advisors in Riverside
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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