Joseph Pollard
Saratoga Research & Investment Management · Saratoga, California
Joseph Pollard is a fee-only financial advisor at Saratoga Research & Investment Management in Saratoga, California, who holds the CFA credential. Saratoga Research & Investment Management reports charging a percentage of assets on its Form ADV.
Request an introduction to Joseph →
Facts
| Firm | Saratoga Research & Investment Management |
|---|---|
| Based in | Saratoga, California |
| Fee model (firm's Form ADV) | Percentage of assets |
| Assets under management | $2.51B across 2,740 accounts |
| Credentials | CFA |
| SEC registration | Investment adviser representative in CA · CRD 5958255 |
| Exams passed | Series 65 (2013) |
| Firm size | 21 employees |
| Disclosures | None reported |
| Website | www.saratogarim.com |
How Joseph's firm compares
- Saratoga Research & Investment Management's average account is about $916,000, from its Form ADV (assets managed divided by 2,740 accounts).
Request an introduction to Joseph
Tell Joseph a little about what you're looking for. Joseph isn't on Wellspent yet, so we'll let them know you're looking for help and pass your message on when they join. No cost, no obligation.
Questions about Joseph
Is Joseph Pollard a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Joseph holds no broker registration, and Saratoga Research & Investment Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Joseph charge for financial advice?
Joseph's firm, Saratoga Research & Investment Management, reports charging a percentage of assets on its SEC Form ADV.
Where is Joseph Pollard based?
Joseph Pollard is based in Saratoga, California.
What credentials does Joseph Pollard hold?
Joseph Pollard holds the CFA credential.
Is Joseph Pollard registered with the SEC?
Yes. Joseph Pollard is registered as an investment adviser representative in CA (CRD 5958255), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Saratoga Research & Investment Management manage?
Saratoga Research & Investment Management reports $2.51B across 2,740 accounts in assets under management.
How do I contact Joseph Pollard?
Through Joseph's website, www.saratogarim.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Other fee-only advisors in Saratoga
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
See something wrong? Request a correction. Read our methodology.