Joseph Duke
Duke Financial Services · Hamilton, Ohio
Joseph Duke is a fee-only financial advisor at Duke Financial Services in Hamilton, Ohio. Duke Financial Services reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Facts
| Firm | Duke Financial Services |
|---|---|
| Based in | Hamilton, Ohio |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Assets under management | $13.6M across 63 accounts |
| SEC registration | Investment adviser representative in OH · CRD 2254509 |
| Exams passed | Series 63 (1992) · Series 66 (2003) |
| Firm size | 1 employee |
| Disclosures | None reported |
How Joseph's firm compares
- Duke Financial Services's average account is about $216,000, from its Form ADV (assets managed divided by 63 accounts).
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Questions about Joseph
Is Joseph Duke a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Joseph holds no broker registration, and Duke Financial Services reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Joseph charge for financial advice?
Joseph's firm, Duke Financial Services, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is Joseph Duke based?
Joseph Duke is based in Hamilton, Ohio.
Is Joseph Duke registered with the SEC?
Yes. Joseph Duke is registered as an investment adviser representative in OH (CRD 2254509), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Duke Financial Services manage?
Duke Financial Services reports $13.6M across 63 accounts in assets under management.
How do I contact Joseph Duke?
Contact details aren't on file yet. Search for Duke Financial Services.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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