Joseph Batcha III
Optimal Capital Advisors · Traverse City, Michigan
Joseph Batcha III is a fee-only financial advisor at Optimal Capital Advisors in Traverse City, Michigan. Optimal Capital Advisors reports charging a percentage of assets, hourly fees, fixed fees and performance-based fees on its Form ADV.
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Facts
| Firm | Optimal Capital Advisors |
|---|---|
| Based in | Traverse City, Michigan |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees · Performance-based fees |
| Assets under management | $119.9M across 223 accounts |
| SEC registration | Investment adviser representative in MI · CRD 1286067 |
| Exams passed | Series 63 (1984) · Series 65 (2003) |
| Firm size | 2 employees |
| Disclosures | Reported; see the SEC record |
| Website | www.optimalcapital.com |
How Joseph's firm compares
- Optimal Capital Advisors's average account is about $538,000, from its Form ADV (assets managed divided by 223 accounts).
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Questions about Joseph
Is Joseph Batcha III a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Joseph holds no broker registration, and Optimal Capital Advisors reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Joseph charge for financial advice?
Joseph's firm, Optimal Capital Advisors, reports charging a percentage of assets, hourly fees, fixed fees and performance-based fees on its SEC Form ADV.
Where is Joseph Batcha III based?
Joseph Batcha III is based in Traverse City, Michigan.
Is Joseph Batcha III registered with the SEC?
Yes. Joseph Batcha III is registered as an investment adviser representative in MI (CRD 1286067), per SEC Investment Adviser Public Disclosure data as of October 29, 2026. The record lists disclosures; see the SEC record for details.
How much does Optimal Capital Advisors manage?
Optimal Capital Advisors reports $119.9M across 223 accounts in assets under management.
How do I contact Joseph Batcha III?
Through Joseph's website, www.optimalcapital.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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