James Smith
Invest · Lexington, Kentucky
James Smith is a fee-only financial advisor at Invest in Lexington, Kentucky, who holds the CFP credential. James charges hourly fees and an ongoing planning fee and focuses on retirement planning and equity compensation.
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Specialties
Facts
| Firm | Invest |
|---|---|
| Based in | Lexington, Kentucky |
| Fee model | Hourly · Ongoing planning fee |
| Assets under management | $164.6M across 699 accounts |
| Credentials | CFP |
| SEC registration | Investment adviser representative in KY · CRD 5446984 |
| Exams passed | Series 63 (1999) |
| Firm size | 5 employees |
| Disclosures | None reported |
| Website | invest-lex.com |
How James's firm compares
- Invest's average account is about $235,000, from its Form ADV (assets managed divided by 699 accounts).
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Questions about James
Is James Smith a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: James holds no broker registration, and Invest reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does James charge for financial advice?
James charges hourly fees and an ongoing planning fee.
Where is James Smith based?
James Smith is based in Lexington, Kentucky.
What does James specialize in?
James's specialties include retirement planning and equity compensation.
What credentials does James Smith hold?
James Smith holds the CFP credential.
Is James Smith registered with the SEC?
Yes. James Smith is registered as an investment adviser representative in KY (CRD 5446984), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Invest manage?
Invest reports $164.6M across 699 accounts in assets under management.
How do I contact James Smith?
Through James's website, invest-lex.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Invest website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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