James Parker
SWS Partners · Columbus, Ohio
James Parker is a fee-only financial advisor at SWS Partners in Columbus, Ohio. SWS Partners reports charging a percentage of assets, fixed fees and performance-based fees on its Form ADV.
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Facts
| Firm | SWS Partners |
|---|---|
| Based in | Columbus, Ohio |
| Fee model (firm's Form ADV) | Percentage of assets · Fixed fees · Performance-based fees |
| Assets under management | $442.6M across 519 accounts |
| SEC registration | Investment adviser representative in OH, TX · CRD 4462889 |
| Exams passed | Series 66 (2005) |
| Firm size | 6 employees |
| Disclosures | Reported; see the SEC record |
| Website | www.swspartners.com |
| Profile |
How James's firm compares
- SWS Partners's average account is about $853,000, from its Form ADV (assets managed divided by 519 accounts).
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Questions about James
Is James Parker a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: James holds no broker registration, and SWS Partners reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does James charge for financial advice?
James's firm, SWS Partners, reports charging a percentage of assets, fixed fees and performance-based fees on its SEC Form ADV.
Where is James Parker based?
James Parker is based in Columbus, Ohio.
Is James Parker registered with the SEC?
Yes. James Parker is registered as an investment adviser representative in OH and TX (CRD 4462889), per SEC Investment Adviser Public Disclosure data as of October 29, 2026. The record lists disclosures; see the SEC record for details.
How much does SWS Partners manage?
SWS Partners reports $442.6M across 519 accounts in assets under management.
How do I contact James Parker?
Through James's website, www.swspartners.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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