James Mullins
Carlson Investments · Concord, New Hampshire
James Mullins is a fee-only financial advisor at Carlson Investments in Concord, New Hampshire, who holds the CFA credential. Carlson Investments reports charging a percentage of assets on its Form ADV.
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Facts
| Firm | Carlson Investments |
|---|---|
| Based in | Concord, New Hampshire |
| Fee model (firm's Form ADV) | Percentage of assets |
| Assets under management | $735.5M across 893 accounts |
| Credentials | CFA |
| SEC registration | Investment adviser representative in MA, MO, NC, NH, PA · CRD 4067197 |
| Exams passed | Series 66 (2000) |
| Firm size | 14 employees |
| Disclosures | None reported |
| Website | www.carlsoninvest.com |
How James's firm compares
- Carlson Investments's average account is about $824,000, from its Form ADV (assets managed divided by 893 accounts).
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Questions about James
Is James Mullins a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: James holds no broker registration, and Carlson Investments reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does James charge for financial advice?
James's firm, Carlson Investments, reports charging a percentage of assets on its SEC Form ADV.
Where is James Mullins based?
James Mullins is based in Concord, New Hampshire.
What credentials does James Mullins hold?
James Mullins holds the CFA credential.
Is James Mullins registered with the SEC?
Yes. James Mullins is registered as an investment adviser representative in MA, MO, NC, NH and PA (CRD 4067197), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Carlson Investments manage?
Carlson Investments reports $735.5M across 893 accounts in assets under management.
How do I contact James Mullins?
Through James's website, www.carlsoninvest.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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