James Mills
Sara-Bay Financial · Sarasota, Florida
James Mills is a fee-only financial advisor at Sara-Bay Financial in Sarasota, Florida, who holds the CFP credential. James focuses on retirement planning. Sara-Bay Financial reports charging a percentage of assets on its Form ADV.
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Specialties
Facts
| Firm | Sara-Bay Financial |
|---|---|
| Based in | Sarasota, Florida |
| Fee model (firm's Form ADV) | Percentage of assets |
| Assets under management | $396.8M across 924 accounts |
| Credentials | CFP |
| SEC registration | Investment adviser representative in FL · CRD 6120941 |
| Exams passed | Series 63 (2012) · Series 66 (2013) |
| Firm size | 5 employees |
| Disclosures | None reported |
| Website | www.sara-bay.com |
| Profile |
How James's firm compares
- Sara-Bay Financial's average account is about $429,000, from its Form ADV (assets managed divided by 924 accounts).
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Questions about James
Is James Mills a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: James holds no broker registration, and Sara-Bay Financial reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does James charge for financial advice?
James's firm, Sara-Bay Financial, reports charging a percentage of assets on its SEC Form ADV.
Where is James Mills based?
James Mills is based in Sarasota, Florida.
What does James specialize in?
James's specialties include retirement planning.
What credentials does James Mills hold?
James Mills holds the CFP credential.
Is James Mills registered with the SEC?
Yes. James Mills is registered as an investment adviser representative in FL (CRD 6120941), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Sara-Bay Financial manage?
Sara-Bay Financial reports $396.8M across 924 accounts in assets under management.
How do I contact James Mills?
Through James's website, www.sara-bay.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Sara-Bay Financial website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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