James Lumpkin
Tar River Wealth Planning · Louisburg, North Carolina
James Lumpkin is a fee-only financial advisor at Tar River Wealth Planning in Louisburg, North Carolina. James focuses on small business owners, retirement planning and family wealth transfer. Tar River Wealth Planning reports charging a percentage of assets and fixed fees on its Form ADV.
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Specialties
Who they serve
- Founders
- Retirees
Facts
| Firm | Tar River Wealth Planning |
|---|---|
| Based in | Louisburg, North Carolina |
| Fee model (firm's Form ADV) | Percentage of assets · Fixed fees |
| Assets under management | $401.2M across 1,283 accounts |
| SEC registration | Investment adviser representative in NC · CRD 1245480 |
| Exams passed | Series 63 (1984) |
| Firm size | 9 employees |
| Disclosures | None reported |
| Website | www.tarriverwealthplanning.com |
How James's firm compares
- Tar River Wealth Planning's average account is about $313,000, from its Form ADV (assets managed divided by 1,283 accounts).
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Questions about James
Is James Lumpkin a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: James holds no broker registration, and Tar River Wealth Planning reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does James charge for financial advice?
James's firm, Tar River Wealth Planning, reports charging a percentage of assets and fixed fees on its SEC Form ADV.
Where is James Lumpkin based?
James Lumpkin is based in Louisburg, North Carolina.
What does James specialize in?
James's specialties include small business owners, retirement planning and family wealth transfer. James works with founders and retirees.
Is James Lumpkin registered with the SEC?
Yes. James Lumpkin is registered as an investment adviser representative in NC (CRD 1245480), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Tar River Wealth Planning manage?
Tar River Wealth Planning reports $401.2M across 1,283 accounts in assets under management.
How do I contact James Lumpkin?
Through James's website, www.tarriverwealthplanning.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Tar River Wealth Planning website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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