James Keene
McLaughlin Asset Management · Lafayette, Indiana
James Keene is a fee-only financial advisor at McLaughlin Asset Management in Lafayette, Indiana. James focuses on estate & legacy planning, retirement planning and small business owners. McLaughlin Asset Management reports charging a percentage of assets and fixed fees on its Form ADV.
Request an introduction to James →
Specialties
Who they serve
- Ultra high net worth
Facts
| Firm | McLaughlin Asset Management |
|---|---|
| Based in | Lafayette, Indiana |
| Fee model (firm's Form ADV) | Percentage of assets · Fixed fees |
| Assets under management | $176.1M across 319 accounts |
| SEC registration | Investment adviser representative in IN · CRD 7903179 |
| Exams passed | Series 65 (2023) |
| Firm size | 4 employees |
| Disclosures | None reported |
| Website | www.maminvesting.com |
| Profile |
Request an introduction to James
Tell James a little about what you're looking for. James isn't on Wellspent yet, so we'll let them know you're looking for help and pass your message on when they join. No cost, no obligation.
Questions about James
Is James Keene a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: James holds no broker registration, and McLaughlin Asset Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does James charge for financial advice?
James's firm, McLaughlin Asset Management, reports charging a percentage of assets and fixed fees on its SEC Form ADV.
Where is James Keene based?
James Keene is based in Lafayette, Indiana.
What does James specialize in?
James's specialties include estate & legacy planning, retirement planning, small business owners and family wealth transfer. James works with ultra high net worth.
Is James Keene registered with the SEC?
Yes. James Keene is registered as an investment adviser representative in IN (CRD 7903179), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does McLaughlin Asset Management manage?
McLaughlin Asset Management reports $176.1M across 319 accounts in assets under management.
How do I contact James Keene?
Through James's website, www.maminvesting.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- McLaughlin Asset Management website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
See something wrong? Request a correction. Read our methodology.