James Darby
Adell, Harriman, & Carpenter · Houston, Texas
James Darby is a fee-only financial advisor at Adell, Harriman, & Carpenter in Houston, Texas, who holds the CFP credential. James focuses on retirement planning and small business owners. Adell, Harriman, & Carpenter reports charging a percentage of assets on its Form ADV.
Request an introduction to James →
Specialties
Who they serve
- Retirees
- Pre-retirees
- Executives
- Mid-life transitions
Facts
| Firm | Adell, Harriman, & Carpenter |
|---|---|
| Based in | Houston, Texas |
| Fee model (firm's Form ADV) | Percentage of assets |
| Assets under management | $2.09B across 2,825 accounts |
| Credentials | CFP |
| SEC registration | Investment adviser representative in TX · CRD 6426424 |
| Exams passed | Series 63 (2015) · Series 66 (2015) |
| Firm size | 13 employees |
| Disclosures | None reported |
| Website | ahcinvest.com |
Request an introduction to James
Tell James a little about what you're looking for. James isn't on Wellspent yet, so we'll let them know you're looking for help and pass your message on when they join. No cost, no obligation.
Questions about James
Is James Darby a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: James holds no broker registration, and Adell, Harriman, & Carpenter reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does James charge for financial advice?
James's firm, Adell, Harriman, & Carpenter, reports charging a percentage of assets on its SEC Form ADV.
Where is James Darby based?
James Darby is based in Houston, Texas.
What does James specialize in?
James's specialties include retirement planning and small business owners. James works with retirees, pre-retirees, executives and mid-life transitions.
What credentials does James Darby hold?
James Darby holds the CFP credential.
Is James Darby registered with the SEC?
Yes. James Darby is registered as an investment adviser representative in TX (CRD 6426424), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Adell, Harriman, & Carpenter manage?
Adell, Harriman, & Carpenter reports $2.09B across 2,825 accounts in assets under management.
How do I contact James Darby?
Through James's website, ahcinvest.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Adell, Harriman, & Carpenter website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
See something wrong? Request a correction. Read our methodology.