Ivan Rosa
Optimist Capital · Palm Beach Gardens, Florida
Ivan Rosa is a fee-only financial advisor at Optimist Capital in Palm Beach Gardens, Florida. Ivan focuses on retirement planning and estate & legacy planning. Optimist Capital reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Specialties
Facts
| Firm | Optimist Capital |
|---|---|
| Based in | Palm Beach Gardens, Florida |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Assets under management | $96.7M across 70 accounts |
| SEC registration | Investment adviser representative in FL · CRD 6720387 |
| Exams passed | Series 66 (2023) |
| Firm size | 4 employees |
| Disclosures | Reported; see the SEC record |
| Website | www.optimistcap.com |
How Ivan's firm compares
- Optimist Capital's average account is about $1.4 million, from its Form ADV (assets managed divided by 70 accounts).
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Questions about Ivan
Is Ivan Rosa a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Ivan holds no broker registration, and Optimist Capital reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Ivan charge for financial advice?
Ivan's firm, Optimist Capital, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is Ivan Rosa based?
Ivan Rosa is based in Palm Beach Gardens, Florida.
What does Ivan specialize in?
Ivan's specialties include retirement planning and estate & legacy planning.
Is Ivan Rosa registered with the SEC?
Yes. Ivan Rosa is registered as an investment adviser representative in FL (CRD 6720387), per SEC Investment Adviser Public Disclosure data as of October 29, 2026. The record lists disclosures; see the SEC record for details.
How much does Optimist Capital manage?
Optimist Capital reports $96.7M across 70 accounts in assets under management.
How do I contact Ivan Rosa?
Through Ivan's website, www.optimistcap.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Optimist Capital website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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