David Tracey
Pathway Financial Advisers · Auburn, Indiana
David Tracey is a fee-only financial advisor at Pathway Financial Advisers in Auburn, Indiana, who holds the CFP credential. David charges a percentage of assets and hourly fees and focuses on retirement planning and estate & legacy planning.
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Specialties
Facts
| Firm | Pathway Financial Advisers |
|---|---|
| Based in | Auburn, Indiana |
| Fee model | Percentage of assets · Hourly |
| Assets under management | $524.2M across 1,832 accounts |
| Credentials | CFP |
| SEC registration | Investment adviser representative in IN, TX · CRD 5222875 |
| Exams passed | Series 66 (2009) |
| Firm size | 8 employees |
| Disclosures | None reported |
| Website | www.pathwayria.com |
| Profile |
How David's firm compares
- Pathway Financial Advisers's average account is about $286,000, from its Form ADV (assets managed divided by 1,832 accounts).
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Questions about David
Is David Tracey a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: David holds no broker registration, and Pathway Financial Advisers reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does David charge for financial advice?
David charges a percentage of assets and hourly fees.
Where is David Tracey based?
David Tracey is based in Auburn, Indiana.
What does David specialize in?
David's specialties include retirement planning and estate & legacy planning.
What credentials does David Tracey hold?
David Tracey holds the CFP credential.
Is David Tracey registered with the SEC?
Yes. David Tracey is registered as an investment adviser representative in IN and TX (CRD 5222875), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Pathway Financial Advisers manage?
Pathway Financial Advisers reports $524.2M across 1,832 accounts in assets under management.
How do I contact David Tracey?
Through David's website, www.pathwayria.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Pathway Financial Advisers website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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