David Miller
Auctus Advisors · Charlotte, North Carolina
David Miller is a fee-only financial advisor at Auctus Advisors in Charlotte, North Carolina. David focuses on founders (pre-exit), equity compensation and family wealth transfer. Auctus Advisors reports charging a percentage of assets and fixed fees on its Form ADV.
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Specialties
Who they serve
- Founders
- Executives
- Ultra high net worth
- Multi-generational families
Facts
| Firm | Auctus Advisors |
|---|---|
| Based in | Charlotte, North Carolina |
| Fee model (firm's Form ADV) | Percentage of assets · Fixed fees |
| Assets under management | $612.9M across 731 accounts |
| SEC registration | Investment adviser representative in NC, TX · CRD 4819204 |
| Exams passed | Series 63 (2005) · Series 65 (2006) |
| Firm size | 3 employees |
| Disclosures | None reported |
| Website | www.auctusadvisors.com |
| Profile |
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Questions about David
Is David Miller a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: David holds no broker registration, and Auctus Advisors reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does David charge for financial advice?
David's firm, Auctus Advisors, reports charging a percentage of assets and fixed fees on its SEC Form ADV.
Where is David Miller based?
David Miller is based in Charlotte, North Carolina.
What does David specialize in?
David's specialties include founders (pre-exit), equity compensation and family wealth transfer. David works with founders, executives, ultra high net worth and multi-generational families.
Is David Miller registered with the SEC?
Yes. David Miller is registered as an investment adviser representative in NC and TX (CRD 4819204), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Auctus Advisors manage?
Auctus Advisors reports $612.9M across 731 accounts in assets under management.
How do I contact David Miller?
Through David's website, www.auctusadvisors.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Auctus Advisors website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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