David Faulkner
Spectrum Advisors · Plano, Texas
David Faulkner is a fee-only financial advisor at Spectrum Advisors in Plano, Texas, who holds the CFP credential. David focuses on retirement planning, family wealth transfer and pension planning. Spectrum Advisors reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Specialties
Who they serve
- Retirees
- Pre-retirees
Facts
| Firm | Spectrum Advisors |
|---|---|
| Based in | Plano, Texas |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Accepting new clients | Yes |
| Assets under management | $160M across 890 accounts |
| Credentials | CFP |
| SEC registration | Investment adviser representative in TX · CRD 4490886 |
| Exams passed | Series 63 (2011) · Series 66 (2002) |
| Firm size | 9 employees |
| Disclosures | None reported |
| Website | www.spectrumadvisors.net |
| Profile |
How David's firm compares
- Spectrum Advisors's average account is about $180,000, from its Form ADV (assets managed divided by 890 accounts).
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Questions about David
Is David Faulkner a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: David holds no broker registration, and Spectrum Advisors reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does David charge for financial advice?
David's firm, Spectrum Advisors, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is David Faulkner based?
David Faulkner is based in Plano, Texas.
What does David specialize in?
David's specialties include retirement planning, family wealth transfer and pension planning. David works with retirees and pre-retirees.
What credentials does David Faulkner hold?
David Faulkner holds the CFP credential.
Is David Faulkner registered with the SEC?
Yes. David Faulkner is registered as an investment adviser representative in TX (CRD 4490886), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Spectrum Advisors manage?
Spectrum Advisors reports $160M across 890 accounts in assets under management.
How do I contact David Faulkner?
Through David's website, www.spectrumadvisors.net.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Spectrum Advisors website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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