David Caldwell
Harvest Capital Assets · Sanborn, New York
David Caldwell is a fee-only financial advisor at Harvest Capital Assets in Sanborn, New York. David focuses on retirement planning and small business owners. Harvest Capital Assets reports charging a percentage of assets on its Form ADV.
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Specialties
Who they serve
- Pre-retirees
- Retirees
Facts
| Firm | Harvest Capital Assets |
|---|---|
| Based in | Sanborn, New York |
| Fee model (firm's Form ADV) | Percentage of assets |
| Assets under management | $72M across 305 accounts |
| SEC registration | Investment adviser representative in NY, SC, TX · CRD 6454144 |
| Exams passed | Series 65 (2018) |
| Firm size | 3 employees |
| Disclosures | None reported |
| Website | www.harvestcapitalassets.com |
| Profile |
How David's firm compares
- Harvest Capital Assets's average account is about $236,000, from its Form ADV (assets managed divided by 305 accounts).
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Questions about David
Is David Caldwell a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: David holds no broker registration, and Harvest Capital Assets reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does David charge for financial advice?
David's firm, Harvest Capital Assets, reports charging a percentage of assets on its SEC Form ADV.
Where is David Caldwell based?
David Caldwell is based in Sanborn, New York.
What does David specialize in?
David's specialties include retirement planning and small business owners. David works with pre-retirees and retirees.
Is David Caldwell registered with the SEC?
Yes. David Caldwell is registered as an investment adviser representative in NY, SC and TX (CRD 6454144), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Harvest Capital Assets manage?
Harvest Capital Assets reports $72M across 305 accounts in assets under management.
How do I contact David Caldwell?
Through David's website, www.harvestcapitalassets.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Harvest Capital Assets website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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