Daniel Sloppy
One-Up Financial · Erie, Pennsylvania
Daniel Sloppy is a fee-only financial advisor at One-Up Financial in Erie, Pennsylvania. One-Up Financial reports charging a percentage of assets and fixed fees on its Form ADV.
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Facts
| Firm | One-Up Financial |
|---|---|
| Based in | Erie, Pennsylvania |
| Fee model (firm's Form ADV) | Percentage of assets · Fixed fees |
| Assets under management | $107.5M across 97 accounts |
| SEC registration | Investment adviser representative in PA · CRD 8010103 |
| Firm size | 9 employees |
| Disclosures | None reported |
| Website | www.oneupfinancial.com |
How Daniel's firm compares
- One-Up Financial's average account is about $1.1 million, from its Form ADV (assets managed divided by 97 accounts).
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Questions about Daniel
Is Daniel Sloppy a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Daniel holds no broker registration, and One-Up Financial reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Daniel charge for financial advice?
Daniel's firm, One-Up Financial, reports charging a percentage of assets and fixed fees on its SEC Form ADV.
Where is Daniel Sloppy based?
Daniel Sloppy is based in Erie, Pennsylvania.
Is Daniel Sloppy registered with the SEC?
Yes. Daniel Sloppy is registered as an investment adviser representative in PA (CRD 8010103), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does One-Up Financial manage?
One-Up Financial reports $107.5M across 97 accounts in assets under management.
How do I contact Daniel Sloppy?
Through Daniel's website, www.oneupfinancial.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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