Cathleen Keane
Haviland & Sams · Farmington, Connecticut
Cathleen Keane is a fee-only financial advisor at Haviland & Sams in Farmington, Connecticut, who holds the CFP credential. Cathleen focuses on tax planning. Haviland & Sams reports charging hourly fees and fixed fees on its Form ADV.
Request an introduction to Cathleen →
Specialties
Facts
| Firm | Haviland & Sams |
|---|---|
| Based in | Farmington, Connecticut |
| Fee model (firm's Form ADV) | Hourly · Fixed fees |
| Credentials | CFP |
| SEC registration | Investment adviser representative in CT, NY · CRD 7084786 |
| Exams passed | Series 66 (2019) |
| Firm size | 3 employees |
| Disclosures | None reported |
| Website | havilandsams.com |
| Profile |
Request an introduction to Cathleen
Tell Cathleen a little about what you're looking for. Cathleen isn't on Wellspent yet, so we'll let them know you're looking for help and pass your message on when they join. No cost, no obligation.
Questions about Cathleen
Is Cathleen Keane a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Cathleen holds no broker registration, and Haviland & Sams reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Cathleen charge for financial advice?
Cathleen's firm, Haviland & Sams, reports charging hourly fees and fixed fees on its SEC Form ADV.
Where is Cathleen Keane based?
Cathleen Keane is based in Farmington, Connecticut.
What does Cathleen specialize in?
Cathleen's specialties include tax planning.
What credentials does Cathleen Keane hold?
Cathleen Keane holds the CFP credential.
Is Cathleen Keane registered with the SEC?
Yes. Cathleen Keane is registered as an investment adviser representative in CT and NY (CRD 7084786), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How do I contact Cathleen Keane?
Through Cathleen's website, havilandsams.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Haviland & Sams website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
See something wrong? Request a correction. Read our methodology.