Carole Rominger
Prasad Wealth Partners · Independence, Ohio
Carole Rominger is a fee-only financial advisor at Prasad Wealth Partners in Independence, Ohio. Prasad Wealth Partners reports charging a percentage of assets and fixed fees on its Form ADV.
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Facts
| Firm | Prasad Wealth Partners |
|---|---|
| Based in | Independence, Ohio |
| Fee model (firm's Form ADV) | Percentage of assets · Fixed fees |
| Assets under management | $572.1M across 2,015 accounts |
| SEC registration | Investment adviser representative in CA, CO · CRD 2858356 |
| Exams passed | Series 63 (1997) · Series 65 (1998) |
| Firm size | 11 employees |
| Disclosures | None reported |
| Website | www.prasadwealth.com |
How Carole's firm compares
- Prasad Wealth Partners's average account is about $284,000, from its Form ADV (assets managed divided by 2,015 accounts).
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Questions about Carole
Is Carole Rominger a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Carole holds no broker registration, and Prasad Wealth Partners reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Carole charge for financial advice?
Carole's firm, Prasad Wealth Partners, reports charging a percentage of assets and fixed fees on its SEC Form ADV.
Where is Carole Rominger based?
Carole Rominger is based in Independence, Ohio.
Is Carole Rominger registered with the SEC?
Yes. Carole Rominger is registered as an investment adviser representative in CA and CO (CRD 2858356), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Prasad Wealth Partners manage?
Prasad Wealth Partners reports $572.1M across 2,015 accounts in assets under management.
How do I contact Carole Rominger?
Through Carole's website, www.prasadwealth.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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