Barry Waits
Waits Investments · Carlsbad, California
Barry Waits is a fee-only financial advisor at Waits Investments in Carlsbad, California. Waits Investments reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
Request an introduction to Barry →
Facts
| Firm | Waits Investments |
|---|---|
| Based in | Carlsbad, California |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Assets under management | $78M across 170 accounts |
| SEC registration | Investment adviser representative in CA, OR, TX, WA · CRD 3075688 |
| Exams passed | Series 63 (1998) · Series 66 (2010) |
| Firm size | 2 employees |
| Disclosures | None reported |
| Website | www.waitsinvestments.com |
How Barry's firm compares
- Waits Investments's average account is about $459,000, from its Form ADV (assets managed divided by 170 accounts).
Request an introduction to Barry
Tell Barry a little about what you're looking for. Barry isn't on Wellspent yet, so we'll let them know you're looking for help and pass your message on when they join. No cost, no obligation.
Questions about Barry
Is Barry Waits a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Barry holds no broker registration, and Waits Investments reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Barry charge for financial advice?
Barry's firm, Waits Investments, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is Barry Waits based?
Barry Waits is based in Carlsbad, California.
Is Barry Waits registered with the SEC?
Yes. Barry Waits is registered as an investment adviser representative in CA, OR, TX and WA (CRD 3075688), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Waits Investments manage?
Waits Investments reports $78M across 170 accounts in assets under management.
How do I contact Barry Waits?
Through Barry's website, www.waitsinvestments.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Other fee-only advisors in Carlsbad
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
See something wrong? Request a correction. Read our methodology.