Andrew Sawyer
Thames Financial Management · Norwich, Connecticut
Andrew Sawyer is a fee-only financial advisor at Thames Financial Management in Norwich, Connecticut, who holds the CFA credential. Andrew focuses on retirement planning and family wealth transfer. Thames Financial Management reports charging a percentage of assets and hourly fees on its Form ADV.
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Specialties
Facts
| Firm | Thames Financial Management |
|---|---|
| Based in | Norwich, Connecticut |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly |
| Assets under management | $315.4M across 593 accounts |
| Credentials | CFA |
| SEC registration | Investment adviser representative in CT, FL, MA, RI, TX · CRD 4218645 |
| Exams passed | Series 63 (2000) |
| Firm size | 2 employees |
| Disclosures | None reported |
| Website | www.thamesct.com |
| Profile |
How Andrew's firm compares
- Thames Financial Management's average account is about $532,000, from its Form ADV (assets managed divided by 593 accounts).
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Questions about Andrew
Is Andrew Sawyer a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Andrew holds no broker registration, and Thames Financial Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Andrew charge for financial advice?
Andrew's firm, Thames Financial Management, reports charging a percentage of assets and hourly fees on its SEC Form ADV.
Where is Andrew Sawyer based?
Andrew Sawyer is based in Norwich, Connecticut.
What does Andrew specialize in?
Andrew's specialties include retirement planning and family wealth transfer.
What credentials does Andrew Sawyer hold?
Andrew Sawyer holds the CFA credential.
Is Andrew Sawyer registered with the SEC?
Yes. Andrew Sawyer is registered as an investment adviser representative in CT, FL, MA, RI and TX (CRD 4218645), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Thames Financial Management manage?
Thames Financial Management reports $315.4M across 593 accounts in assets under management.
How do I contact Andrew Sawyer?
Through Andrew's website, www.thamesct.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Thames Financial Management website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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