Adam Underwood
Rockbridge Investment Management · Syracuse, New York
Adam Underwood is a fee-only financial advisor at Rockbridge Investment Management in Syracuse, New York, who holds the CFP credential. Adam focuses on retirement planning. Rockbridge Investment Management reports charging a percentage of assets, hourly fees and fixed fees on its Form ADV.
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Specialties
Who they serve
- Pre-retirees
- Physicians
- Founders
Facts
| Firm | Rockbridge Investment Management |
|---|---|
| Based in | Syracuse, New York |
| Fee model (firm's Form ADV) | Percentage of assets · Hourly · Fixed fees |
| Accepting new clients | Yes |
| Assets under management | $1.84B across 4,133 accounts |
| Credentials | CFP |
| SEC registration | Investment adviser representative in NY · CRD 6975948 |
| Exams passed | Series 66 (2018) |
| Firm size | 18 employees |
| Disclosures | None reported |
| Website | www.rockbridgeinvest.com |
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Questions about Adam
Is Adam Underwood a fee-only financial advisor?
Yes, according to SEC records as of October 29, 2026: Adam holds no broker registration, and Rockbridge Investment Management reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency on its Form ADV.
How does Adam charge for financial advice?
Adam's firm, Rockbridge Investment Management, reports charging a percentage of assets, hourly fees and fixed fees on its SEC Form ADV.
Where is Adam Underwood based?
Adam Underwood is based in Syracuse, New York.
What does Adam specialize in?
Adam's specialties include retirement planning. Adam works with pre-retirees, physicians and founders.
What credentials does Adam Underwood hold?
Adam Underwood holds the CFP credential.
Is Adam Underwood registered with the SEC?
Yes. Adam Underwood is registered as an investment adviser representative in NY (CRD 6975948), per SEC Investment Adviser Public Disclosure data as of October 29, 2026.
How much does Rockbridge Investment Management manage?
Rockbridge Investment Management reports $1.84B across 4,133 accounts in assets under management.
How do I contact Adam Underwood?
Through Adam's website, www.rockbridgeinvest.com.
What these terms mean: fee-only · fiduciary · CFP · CRD number · all terms
Where this information comes from
- SEC adviser records : the firm's Form ADV reports no commissions, no broker-dealer, and no insurance sales or affiliated insurance agency, and the advisor holds no broker registration
- Rockbridge Investment Management website : specialties, clients served, and fees, checked October 30, 2026
- SEC Investment Adviser Public Disclosure : registration, exams, and the firm's Form ADV, data as of October 29, 2026
- Directory listing last checked October 30, 2026.
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